Educational Background
Doctor Degree,Accounting,Shanghai University of Finance and Economics
Master Degree,Accounting,Tianjin University of Finance and Economics
Bachelor Degree,Auditing,Shanxi University of Finance and Economics
Academic Background
2012.01——2012.03,Visiting Scholar,Stanford University, USA
2001.03——2002.06,Visiting Scholar,The Hong Kong University of Science & Technology, HK
1999.12——2000.03,Research Assistant,The Hong Kong University of Science & Technology, HK
1998.10——1999.05,Research Assistant,The Hong Kong University of Science & Technology, HK
Awards on Research
2016.10,60 Anniversary Excellent Paper,Second Prize,Journal of Finance and Economics
2013.05,2011-2012 Excellent Paper Award,First Prize,Shanghai Audit Society
2006.10,Shanghai Award for Outstanding Achievements in Philosophy and Social Science,Third Prize,Planning Office of Shanghai Philosophy and Social Science Association
2006.04,Excellent Book Award,Third Prize,Educational Fund of Shanghai Automobile Industry
2004.12,Excellent Paper Award of the 11th Zhongzhen Research Fund,Shanghai University of Finance and Economics
2004.09,Shanghai Award for Outstanding Achievements in Philosophy and Social Science,Third Prize,Planning Office of Shanghai Philosophy and Social Science Association
2003.12,Excellent Paper Award of the 10th Zhongzhen Research Fund,Shanghai University of Finance and Economics
2003.07,Ministry of Education Humanities and Social Science Excellent Research Award,Second Prize,Ministry of Education
1998.04,Zhongxin Cup Securities Paper Competition of Shanghai Universities,First Prize,The Committee of Zhongxin Cup Securities Paper Competition of Shanghai Universities
Awards on Teaching
Title of Honour
2005.08,Supported by Program for New Century Excellent Talents in University,Ministry of Education
Journal Papers
| 1. | Kevin C. W. Chen, Tai-yuan Chen, Weifang Han, and Hongqi Yuan. 2022. Auditors under fire: the association between audit errors and the career setbacks of individual auditors. Journal of Accounting Research 60(3) 853-900.  |
| 2. | Hongqi Yuan, Yiyuan Zhou, and Hong Zou. 2022. Serving multiple ‘masters’: Evidence from the loan decisions of a publicly listed state-owned bank around a massive economic stimulus programme. Journal of Corporate Finance 72 1-18. |
| 3. | Hongqi Yuan, Chong Gao, and Haina Shi. 2020. Failure in performance commitment and goodwill impairment: evidence from M&As. China Journal of Accounting Studies 8(2) 183-213. |
| 4. | Hongqi Yuan, Chujun Zhang, Desong Kong, and Haina Shi. 2019. The consequence of audit failure on audit firms: evidence from IPO approval in China. China Journal of Accounting Studies 7(2) 245–269. |
| 5. | Hongqi Yuan, Desong Kong, Chujun Zhang, and Chao Chen. 2018. A comparative study of earnings quality of firms listed in the NEEQ market and the Growth Enterprise Market. China Journal of Accounting Studies 6(4) 474-497. |
| 6. | Fang Lou, Qian Sun, and Hongqi Yuan. 2017. Voluntary disclosure of internal control and auditor's attestation: evidence from China. Frontiers of Business Research in China 11(1) 208-241. |
| 7. | Bin Ke, Yubo Li, and Hongqi Yuan. 2016. The substantial convergence of Chinese accounting standards with IFRS and the managerial pay-for-accounting performance sensitivity of publicly listed Chinese firms. Journal of Accounting and Public Policy 35(6) 567-591. |
| 8. | Qingchuan Hou, Qinglu Jin, Rong Yang, Hongqi Yuan, and Guochang Zhang. 2015. Performance commitments of controlling shareholders and earnings management. Contemporary Accounting Research 32(3) 1099-1127. |
| 9. | Lou Fang, Jiwei Wang, and Hongqi Yuan. 2014. Stock liquidity and the pricing of earnings: A comparison of China's floating and nonfloating shares. Emerging Markets Finance & Trade 50(S3) 140-157. |
| 10. | Lou Fang, Jiwei Wang, and Hongqi Yuan. 2014. Causes and consequences of corporate asset exchanges by listed companies in China. International Review of Economics and Finance 31 205-217. |
| 11. | Yubo Li, Fang Lou, Jiwei Wang, and Hongqi Yuan. 2013. A survey of executive compensation contracts in China's listed companies. China Journal of Accounting Research 6(3) 211-231. |
| 12. | Hongqi Yuan, Yubo Li, Fang Lou, and Yao Zhang. 2013. New Chinese accounting standards and the usefulness of accounting information in debt contracts. China Accounting and Finance Review 15(1) 85-111. |
| 13. | Jiwei Wang and Hongqi Yuan. 2012. The impact of related party sales by listed Chinese firms on earnings informativeness and earnings forecasts. International Journal of Business 17(3) 258-275. |
| 14. | Chen, Chao, Qinglu Jin, and Hongqi Yuan. 2011. Agency problems and liquidity premium: Evidence from China's stock ownership reform. International Review of Financial Analysis 20(2) 76-87. |
| 15. | Joseph Aharony, Jiwei Wang, and Hongqi Yuan. 2010. Tunneling as an incentive for earnings management during the IPO process in China. Journal of Accounting and Public Policy 29(1) 1-26. |
| 16. | Raef Lawson, Jiliang Yang, Hongqi Yuan. 2009. Accounting in China: A Long Journey to the Rebirth of a Profession. Cost Management 23(2) 5-15. |
| 17. | Hongqi Yuan, Jiwei Wang, and Jing Yang. 2008. Causes and consequences of manipulation of asset revelation during the IPO process in China. China Accounting and Finance Review 10(3) 64-111. |
| 18. | Qinglu Jin and Hongqi Yuan. 2006. Does compensation ratio reflect the information contained in earnings and volatility?. China Accounting and Finance Review 8(4) 1-46. |
| 19. | Kevin C. W. Chen and Hongqi Yuan. 2004. Earnings management and capital resource allocation: Evidence from China's accounting--Based regulation of rights issues. The Accounting Review 79(3) 645-666. |
| 20. | Hongqi Yuan. 2004. Large shareholders' behavior in rights offerings and subsequent performance. China Accounting and Finance Review 6(2) 1-49. |
| 21. | Hongqi Yuan. 2003. Long-run performance following rights issues: Evidence from China. China Accounting and Finance Review 5(3) 103-144. |
| 22. | Hongqi Yuan. 2022. Choices and innovations of banking institutions: a cross-country case study on ri sheng chang in china and the city bank in the united states（1812-1932）. Contemporary Accounting Review 14(4) 112-133. (in Chinese) |
| 23. | Hongqi Yuan, Chong Gao, and Haina Shi. 2021. Failure in performance commitment and goodwill impairment: evidence from M&As. Accounting Research (4) 60-77. (in Chinese) |
| 24. | Yubo Li and Hongqi Yuan. 2020. Regulation penalty and investment banks' reputation. China Accounting Review 18(1) 71-106. (in Chinese) |
| 25. | Hongqi Yuan, Chujun Zhang, DeSong Kong, and Haina Shi. 2020. The consequence of audit failure on audit firms: evidence from IPO approval in China. Accounting Research -3 157-163. (in Chinese) |
| 26. | Hongqi Yuan, Desong Kong, Chujun Zhang, and Chao Chen. 2019. Earnings quality of firms listed in NEEQ Market. Accounting Research (5) 27-32. (in Chinese) |
| 27. | Hongqi Yuan, Fang Lou, and Li Cao. 2016. How institutions affects accounting and auditing quality? A case study of a joint venture company. China Accounting Review 14(4) 515-536. (in Chinese) |
| 28. | Yuan, Hongqi and Weifang Han. 2012. Individual auditor's characteristics and audit quality. China Accounting Review 10(3) 275-302. (in Chinese) |
| 29. | Yuan, Hongqi and Weifang Han. 2012. CPA firm's regional competitive advantage and audit quality. Auditing Research (2) 67-74. (in Chinese) |
| 30. | Fang Lou , Yubo Li, Hongqi Yuan. 2010. An Empirical Study on Effect of New Accounting Standards on the Relation between Cash Dividend and Earnings. Management World (1) 122-132. (in Chinese) |
| 31. | Qinglu Jin and Hongqi Yuan. 2008. Corporate Governance and the Determinants of the Compensation Ratio in the Splitting-Share Reform. China Economic Quarterly 8(1) 249-270. (in Chinese) |
| 32. | Hongqi Yuan and Qier Huang. 2007. The impacts of underwriting relationship on analysts' earnings forecasts and investment recommendations. China Accounting Review 5(3) 285-304. (in Chinese) |
| 33. | Hongqi Yuan and Haijian Li. 2005. Use of the rights issues proceeds and corporate performance. China Accounting Review 3(1) 143-160. (in Chinese) |
| 34. | Hongqi Yuan and Yi Qian. 2003. Accounting recognition and measurement of stock option. Journal of Finance and Economics (10) 48-53. (in Chinese) |
| 35. | Hongqi Yuan. 2003. A review on the puzzle of SEO. Accounting Research (5) 16-21. (in Chinese) |
| 36. | Hongqi Yuan and Haijian Li. 2003. The organization and size of CPA firms and auditing quality. Journal of Auditing Research (1) 32-37. (in Chinese) |
| 37. | Hongqi Yuan. 2002. Policy of rights offering: A ten years perspective. Journal of Business Management (22) 74-80. (in Chinese) |
| 38. | Fang Lou and Hongqi Yuan. 2002. A Research on Institutions of Independent Directors. Journal of Reform (2) 51-57. (in Chinese) |
| 39. | Hongqi Yuan. 2001. An analysis on the dividend policy of listed firms in China. Journal of Finance and Economics (3) 33-41. (in Chinese) |
| 40. | Xinyuan Chen and Hongqi Yuan. 1998. A research on financial issues for reorganization. Accounting Research (10) 1-9. (in Chinese) |
| 41. | Hongqi Yuan. 1998. Supply theory of accounting information disclosure. Accounting Research (6) 15-20. (in Chinese) |
| 42. | Hongqi Yuan. 1998. A research on related party transaction: Evidence from interim report. Journal of Accounting Research (4) 1-6. (in Chinese) |
| 43. | Hongqi Yuan. 1998. An empirical research on reorganization of listed firms in China. Journal of Business Management (3) 56-58. (in Chinese) |
Academic Works
Yuan Hongqi. 2004. Economic Consequence of Rights Offering. China Finance and Economic Publishing House, Beijing.
Yuan Hongqi. 2004. An Analysis on Dividend Policy of listed Firms in China. China Finance and Economic Publishing House, Beijing.
Research Projects
2023.01—2026.12, Principal Investigator, Determinants and Consequences of Tax Evasion: An Emprical Research, National Natural Science Foundation of China
2018.01—2021.12, Principal Investigator, A Study on the M&A Contracts of Listed Companies in China, National Natural Science Foundation of China
2013.01—2016.12, Principal Investigator, Consequence of Regulation on Corporate Governance in China, National Natural Science Foundation of China
2009.01—2011.12, Principal Investigator, Economic Consequence of convergence of China Accounting Standards , National Natural Science Foundation of China
2005.07—2008.06, Principal Investigator, Corporate Governance, Related Party Transactions and Firm Value, Supported by Ministry of Education
2005.01—2007.12, Principal Investigator, Research on the Regulation of Related Party Transactions, National Science Foundation of China
2005.01—2007.12, Principal Investigator, Corporate Governance, Related Party Transactions and Firm Value, Program for New Century Excellent Talents of Education Ministry
2004.01—2006.12, Principal Investigator, Research on Related Party Transactions of Listed firms, Shanghai Education Development Foundation
2002.03—2005.03, Principal Investigator, Earnings management and resource allocation, Fok Ying Tung Education Foundation
2002.01—2004.12, Principal Investigator, Accounting information and Resource Allocation, National Science Foundation of China
Academic Conferences
2009.04, The Fourth 5 University Accounting Young Faculty Forum, Beijing
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